-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7iPFdJVm662GvD3+kAV5hI4i/i75VmPIgppd7bnEOlhYbKx7efEfShjnRRZP0Dg ZsddkpMK45mgRh5+G36lRw== 0000950154-99-000019.txt : 19990209 0000950154-99-000019.hdr.sgml : 19990209 ACCESSION NUMBER: 0000950154-99-000019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROHM & HAAS CO CENTRAL INDEX KEY: 0000084792 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 231028370 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-10028 FILM NUMBER: 99523515 BUSINESS ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 2155923000 MAIL ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAAS JOHN C CENTRAL INDEX KEY: 0000903486 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST STREET 2: C/O ROHM & HAAS CO CITY: PHILADELPHIA STATE: PA ZIP: 19106-2399 BUSINESS PHONE: 2155923000 MAIL ADDRESS: STREET 1: C/O ROHM & HAAS CO STREET 2: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106-2399 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ROHM AND HAAS COMPANY - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock - ----------------------------------------------------------------------------- (Title of Class of Securities) 775371-10-7 - ----------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages CUSIP No. 775371-10-7 13G Page 2 of 4 Pages - ----------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John C. Haas SSN: ###-##-#### - ----------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) / / (B) / / - ----------------------------------------------------------------------------- 3. SEC USE ONLY ___________________________________ - ----------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ----------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 373,755 (1) SHARES --------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 29,384,784 (1) OWNED BY --------------------------------------------------------- EACH REPORT- 7. SOLE DISPOSITIVE POWER 373,755 (1) ING PERSON --------------------------------------------------------- WITH 8. SHARED DISPOSITIVE POWER 29,384,784 (1) - ----------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 29,758,539 (1) - See Disclaimer - ----------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* See Disclaimer - ----------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.757% - ----------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* Individual - ----------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Schedule 13G CUSIP No: 775371-10-7 Page 3 of 4 Pages SECURITIES and EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Fee paid herewith ( -- ) Item 1 (a) Name of Issuer: Rohm and Haas Company Item 1 (b) Address of Issuer's Principal Executive Offices: 100 Independence Mall West, Philadelphia, PA 19106-2399 Item 2 (a) Name of Person Filing: John C. Haas SSN: ###-##-#### Item 2 (b) Address of Principal Business Office, or if none, Residence: Rohm and Haas Company 100 Independence Mall West Philadelphia, PA 19106-2399 Item 2 (c) Citizenship: U.S.A. Item 2 (d) Title of Class Securities: Common Stock Item 2 (e) CUSIP Number: 775371-10-7 Item 3 Not Applicable Item 4 Ownership as of December 31, 1998 Shares Percentage Sole Shared Sole Shared Beneficially of Power Power Power of Power of Owned Class to Vote to Vote Disposition Disposition - ----------------- ---------- ------- ------- ----------- ----------- 373,755 (1)(2) .223 X X 2,301,048 (1)(3) 1.373 X X 27,083,736 (1)(4) 16.161 X X ------ Total not discl. 17.757 5,819,580 (1)(5) 3.473 X X 21,670,560 (1)(6) 12.931 X X 3,484,152 (1)(7) 2.079 X X Schedule 13G CUSIP No: 775371-10-7 Cont. Page 4 of 4 Pages Note: (1) Reflects 3 for 1 split effective September 1, 1998 (2) Direct Owner (3) Undersigned is also co-trustee and beneficiary of a trust established 12/20/45. (4) Undersigned is co-trustee and beneficiary of a trust established 12/21/45. (5) Undersigned is co-trustee of a charitable trust established 8/3/55. Any "Beneficial Interest" in this trust is disclaimed. (6) Undersigned is co-trustee of a charitable trust established 9/28/56. Any "Beneficial Interest" in this trust is disclaimed. (7) The Phoebe W. Haas Charitable Trust established 8/24/61 as a single trust was divided into two separate but equal parts effective February 1, 1972. The undersigned is co-trustee of one such part. Any "Beneficial Interest" in this trust is disclaimed. Item 5 Ownership of Five Percent or less of a Class: Not Applicable Item 6 Ownership of more than Five Percent on Behalf of Another Person: See Item 4 Item 7 Identification and Classification of the Subsidiary which acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: Not Applicable Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January __, 1999 Signature: JOHN C. HAAS -------------------------------- John C. Haas -----END PRIVACY-ENHANCED MESSAGE-----